File checking
We check a number of files each month (except for the Bronze /
core service). This helps assess whether the files you keep will
pass any FSA examination. In addition the check looks at whether
the file will enable you to successfully defend any potential complaint.
We are all busy people and sometimes we do forget to incorporate
any changes required by the FSA or we may miss an important note
in a compliance bulletin. A file check should bring such things
to light.
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